S.N.D.T.
Women’s University, Churchgate, Mumbai-20.
B.Com. III (Semester
- VI)
Subject: Financial Markets (Commerce Paper –VI) Paper Code -
645606
Question Bank w. e. f. 2019-20
______________________________________________________________________________________
Unit – I
Q.1 What is a financial system? Discuss the components of a
formal Indian financial system. OR
Elaborate the structure of Indian
financial system and explain each component. OR
Elaborate the various constituents of
Indian financial system.
Q.2 What is financial system? Explain the characteristics of
Indian Financial system. OR
Define financial system. Explain the
features of Indian Financial System.
Q.3 Discuss the inter-relationship between financial system and
economic development. OR
Discuss the role of financial system in
the economic development of a country. OR
How does financial system influence the
economic development?
Q.4 Elaborate the developments in Indian financial system post
1990. OR
Discuss the major changes in Indian
financial system after 1990.
Q.5 What are the functions of SEBI? Explain the role of SEBI in
Investor’s Protection. OR
What are the measures taken by SEBI for
investor’s protection? OR
Discuss the role played by SEBI in the
direction of safeguarding investors interest.
Q.6 Short Notes:
·
RBI
·
IRDA
·
FEMA
·
SEBI
·
Development
of Financial System post 1990
·
Components
/ Segments of Financial System
Unit: II
Q.1 What is Money Market? What are the instruments of Money
Market? OR
Discuss various products / instruments
of Money Market. OR
Explain in detail three money market
instruments Call money market, Treasury bill
Market and Commercial bill Market. OR
What is money market? Explain the
various constituents of Indian money market. OR
What are financial instruments? Explain
the various instruments dealt within the Money
Market
OR
Discuss Call money Market and Treasury
Bill Market as an important segment of
Money Market.
Q.2 Define capital market. Discuss the functions of Capital Market. OR
What is Capital Market? Briefly explain
the functions of an efficient Capital Market.
Q.3 What is Primary Market? Discuss the structure and functions
of primary market. OR
Elaborate the Structure and Functions
of Primary Market.
Q.4 What is Secondary Market? Explain the Structure and Functions
of Secondary Market. OR
Elaborate the Structure and Functions of
Secondary Market
Q.5
What do you mean by Book Building? Describe the Book Building process. OR
Elaborate Book Building Mechanism of
IPO.
Q.6 Distinguish between Capital market and Money market.
Q.7 Write Short Notes:
·
IPO
·
Primary
Market
·
Secondary
Market
·
Call
Money Market
·
Treasury
Bill Market
·
Commercial
Bill Market
·
Commercial
Paper
·
Certificate
of Deposit
·
The
Discount Market,
·
Market
for Financial Guarantee,
·
Government
(Gilt Edged) Securities Market
·
Money
Market Mutual Fund (MMMF)
Unit 3:
Q.1. What
is Stock Market? Explain the
functions and importance of Stock Exchange.
OR
Critically examine the role and
importance of Stock Exchange in financial system of the
Country OR
Explain in detail the functions and
importance of stock exchange in secondary market. OR
Define stock Market. Discuss the
functions and importance of Stock Market.
Q.2. Explain
various listed products on Stock Exchange as per recent trends.
Q.3. Explain
various Financial Exchanges in India (BSE, NSE, MCX/NCDEX, SME Segment).
Q.4. Discuss
the Trading and Settlement Procedure of securities on Stock Exchanges in India. OR
Explain the Trading and Settlement
Procedure of securities on the Stock Exchanges in India.
Q.5. Explain
the Stock Market Indices on BSE and NSE.
Q.6. Write Short notes on:
·
Derivatives
·
Debts
·
Exchange
Traded Funds (ETFs)
·
BSE
·
NSE
·
MCX/NCDEX
·
SME
Segment
·
Development
of Equity culture in India.
Unit 4:
Q.1. Define the term Derivatives. Discuss the various types of
Financial Derivatives. OR
Discuss
the different types of Financial Derivatives available for trading in financial
markets. OR
What
is a derivative? Discuss the various kinds of financial derivatives.
Q.2. What is a derivative? Explain the different participants in
Derivative markets. OR
Write
a detail note on participants / traders in Derivative Market.
Q.3. Explain the nature of futures as an important Derivative and
how it helps in functioning of market.
Q.4. Distinguish between forward contracts and future contracts. OR
What
are the differences between forward and future contracts?
Q.5. Give a brief Note on different types of options and explain
the benefits of options. OR
What are Options? Discuss in detail their types and benefits. OR
What are Options? Explain in detail their features and types.
Q.6. What is Swap? Explain the features and different types of
swaps used in derivative markets.
PROJECTS
With the help of following points Project/ Assignments/
Research work can be given to the student or group of students.
1. Financial indicators (10
indicators)/financial indicators can be compared with developed countries.
2. Money market instruments.
3. Capital market instruments.
4. Listed products. (Equity,
Derivatives Mutual fund, Debts, ETFs).
5. Regulators RBI, SEBI, IRDA, FEMA.
6. Derivatives.
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